Member Application

Dues payment of $250 is due immediately upon submission of this form.

Membership Type

According to our By-Laws, Institutional Equity Trader is defined as a person who regularly makes commitments for or executes orders in securities on behalf of a firm with other dealers, brokers and/or institutions. IETA is an affiliate of the SECURITY TRADERS ASSOCIATION, CANADIAN SECURITY TRADERS ASSOCIATION, INC.

Regular Member . . . Individuals (i) whose PRIMARY FUNCTION IS THE TRADING OF EQUITIES AT AN INSTITUTIONAL LEVEL, (ii) who have performed that function for at least one continuous year, and (iii) who have been a Member of the IETA for at least one full year. One vote per Regular Member.

Provisional Member . . . Individuals (maximum 20% as per By-Laws)

  • (i) whose PRIMARY FUNCTION IS THE TRADING OF EQUITIES AT AN INSTITUTIONAL LEVEL and who have performed that function for less than one continuous year, or who have not been members of the IETA for one full year. No vote.

  • (ii) who are not Institutional Equity Traders but who, for a period of at least one (1) continuous year, have been engaged or employed by firms, government and/or other non-profit organizations engaged in the investment, securities or banking business or that regulate or advise the equities trading industry and whose engagement or employment assists, supports or is related to equities trading. No vote.

Vendor/Exchange Member . . . Individuals who qualify as a “Vendor” or an “Exchange” in the investment, securities or banking business or industry for at least (1) continuous year, whether or not with the same organization. No vote.  (maximum 20% as per By-Laws)

  • “Vendor” shall for all purposes of this By-law, mean an individual who is regularly engaged or employed by a person which supplies services related to the function of securities trading. No vote.

  • “Exchange” shall for all purposes of this By-law, mean an individual who is regularly engaged or employed by a person which maintains a marketplace where securities can be traded; or the marketplace itself. No vote.

 Provisional Membership
 Regular Membership
 Vendor/Exchange Membership

Applicant's Information

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